Skip to main content
CAPA & Non-Conformance (NCR) Management — An ISO 9001-aligned non-conformance and corrective/preventive action workflow built — 1/1Illustrative preview

An ISO 9001-aligned non-conformance and corrective/preventive action workflow built natively into ERPNext,

with root-cause tools, assigned actions, and effectiveness verification before closure.

ECOSIRE builds, installs, and supports it for your instance — no generic download.

What is CAPA & Non-Conformance (NCR) Management?

An ISO 9001-aligned non-conformance and corrective/preventive action workflow built natively into ERPNext, with root-cause tools, assigned actions, and effectiveness verification before closure. ECOSIRE builds, installs, and supports it for your instance — no generic download. Built to order by ECOSIRE for ERPNext v15, v16 — indicative price from $999.00 USD; request a quote for a scoped proposal.

Key Features

Dedicated `Non Conformance Report` DocType for intake, severity classification, and triage, with dynamic links to `Quality Inspection`, `Item`, `Batch`, `Work Order`, `Supplier`, and `Stock Entry`
Structured `CAPA` DocType covering the full corrective/preventive lifecycle: containment, root cause, corrective action, preventive action, and verification
5-Why analysis child table where each successive 'why' is a captured row, preserving the full reasoning chain for auditors
Ishikawa (fishbone) root-cause structure categorized across the 6M dimensions (Man, Machine, Method, Material, Measurement, Environment)
Configurable Frappe `Workflow` with role-scoped state transitions (Open → Triage → Investigation → Action → Verification → Closed)
Action-item records with owner, due date, and priority, dispatched through Frappe's native assignment/`ToDo` system so they land in each owner's workspace
`hooks.py` doc events (`validate`, `on_submit`, `on_update_after_submit`) that block CAPA closure until all actions are complete and an effectiveness check passes
Effectiveness verification records with pass/fail result, verifier, method, and evidence attachment before a gated closure approval
Daily `scheduler_events` job that flags overdue actions, escalates to the QA lead, and sends email reminders
Whitelisted server methods (`@frappe.whitelist()`) — generate CAPA from NCR, record verification, request closure — callable from client scripts and the Frappe REST API
Role profiles and User Permissions (QA Inspector, CAPA Owner, QA Manager/Approver) so reviewers only see records within their scope
Auto-numbered records via naming series (for example `NCR-.YYYY.-` and `CAPA-.YYYY.-`) and full version/audit trail on every submitted change
Client scripts for dynamic form behavior — auto-populating source-document fields, conditional mandatory fields by severity, and inline root-cause validation
ISO 9001 clause 10.2-aligned reporting: open/closed CAPA aging, overdue-action list, and non-conformance-by-source query reports

Built to order, done for you

No DIY setup — a working app, built, installed and supported by ECOSIRE.

  1. 1

    You order

    Start with a one-time build price. We scope it with you at kickoff.

  2. 2

    We build & install

    ECOSIRE builds, configures and installs it on your ERPNext.

  3. 3

    Go live + support

    You go live in about one working week, with two weeks of go-live support. Defects in the code we deliver are fixed free of charge.

Technical Specifications

ERPNext Compatibility
—
License
Licence confirmation required
Python Requirement
Python 3.10+
Database
MariaDB 10.6+

About this Product

ISO-certified manufacturers usually manage non-conformances and CAPAs in spreadsheets, email threads, or a disconnected QMS point tool — while the actual defect, batch, supplier, and work order data all live in ERPNext. The result is a broken audit trail: an NCR raised in one system, a corrective action tracked in another, and no reliable link back to the Item, Batch, Work Order, or Purchase Receipt that triggered it. ERPNext core has a Quality Inspection DocType and a lightweight Non Conformance in the Quality Management module, but neither gives you a structured CAPA lifecycle: root-cause analysis, assigned actions with due dates, effectiveness verification, and gated closure approvals that would satisfy an ISO 9001 clause 10.2 audit. That is where native ERPNext runs out of road.

ECOSIRE builds a proper Frappe app (for example ecosire_capa) with its own module, so it upgrades cleanly and never patches ERPNext core. At its heart are purpose-built DocTypes: a Non Conformance Report for intake and triage, a CAPA document for the corrective/preventive lifecycle, and supporting child tables for root-cause entries, action items, and verification records. The NCR links directly to the originating ERPNext document — Quality Inspection, Item, Supplier, Batch, Work Order, or Stock Entry — via Dynamic Link and Link fields, so every non-conformance stays traceable to source. A configurable Frappe Workflow moves records through states (Open, Triage, Investigation, Action In Progress, Verification, Closed) with role-scoped transitions, and hooks.py document events (validate, on_submit, on_update_after_submit) enforce the rules — you cannot close a CAPA until every action is complete and an effectiveness check has passed.

The root-cause toolkit is embedded, not bolted on: a 5-Why child table that captures each successive "why" as a row, and an Ishikawa (fishbone) structure that categorizes causes across the standard 6M dimensions (Man, Machine, Method, Material, Measurement, Environment). Actions are individual records with an owner, a due date, and priority — assigned through Frappe's native ToDo/assignment system so they appear in the owner's workspace and notifications. A scheduler event (scheduler_events in hooks.py) runs daily to flag overdue actions, escalate to the QA lead, and email reminders. Whitelisted server methods (@frappe.whitelist()) expose actions such as "generate CAPA from NCR", "record verification result", and "request closure" to client scripts and the Frappe REST API, so the workflow can be driven from custom dashboards, mobile, or an external MES. Permissions are enforced with role profiles (QA Inspector, CAPA Owner, QA Manager/Approver) and User Permissions so reviewers only see records in their scope, and every state change is captured in the built-in version/audit trail for auditor review.

Because this is build-to-order, nothing ships until we agree on your scope. A short scoping call maps your NCR categories, severity classification, CAPA states, approval roles, and which ERPNext transactions must link back to a non-conformance. We build against Frappe/ERPNext v15 or v16 to match your environment, validate on a staging copy of your instance with your real QA team (UAT), then install to production with a rollback plan. Typical delivery is one working week from confirmed scope, and you receive the full installable source, git repository handover, and a post-go-live support window — you own the app, not a locked black box.

What you get

  • Installable source code for the Frappe app targeting your Frappe/ERPNext version (v15 or v16), yours to keep
  • Installation and configuration on your instance — workflow states, roles, naming series, and notification rules set to your process
  • Technical documentation: DocType schemas, `hooks.py` events, whitelisted API methods, and scheduler jobs
  • End-user guide plus a live training session for your QA/compliance team
  • UAT on a staging copy of your instance with a documented rollback plan before production go-live
  • A post-go-live support window for defect fixes and configuration adjustments
  • Git repository handover with full commit history and build/deploy instructions
  • Seed data and example CAPA/NCR records for training and reference

Who this is for

QA / Compliance Lead at an ISO-certified manufacturer

Owns the ISO 9001 quality system and needs a defensible, end-to-end audit trail from non-conformance through CAPA closure — root cause, actions, and effectiveness evidence — all linked to the source ERPNext transaction.

Quality Manager / Management Representative

Approves CAPA closures and reports quality metrics to leadership. Needs gated approvals, aging and overdue dashboards, and confidence that no CAPA closes without a passing effectiveness check.

Operations / Plant Manager

Wants recurring defects, supplier issues, and process failures surfaced against real work orders and batches so corrective action reduces scrap and rework — not just paperwork that satisfies an auditor.

ERPNext System Administrator

Maintains the instance and needs a clean, upgrade-safe Frappe app (its own module, no core patches), documented hooks and APIs, and a git handover so the team can support it in-house.

How CAPA & Non-Conformance (NCR) Management Compares

CriterionECOSIRECustom BuildCompetitorERPNext Native
Fit to your quality processBuilt to your NCR categories, CAPA states, and approval rolesFully bespoke but you specify and manage every detailFixed schema you must adapt your process toOnly a basic non-conformance record, no CAPA lifecycle
Root-cause tools (5-Why / Ishikawa)Structured 5-Why child table and 6M fishbone built inWhatever you scope and pay to buildSometimes a free-text field, rarely structuredNone — free text only
Effectiveness verification & gated closureVerification record required before approval-gated closurePossible but you design the gating logicOften a simple status flag, no enforcementNo verification or closure gate
Traceability to ERPNext source docsDynamic links to Quality Inspection, Batch, Work Order, SupplierAchievable with dedicated integration workLimited or no native ERPNext linkingPartial via Quality Inspection only
Upgrade safetySeparate Frappe app/module, no core patchesDepends on developer discipline; risk of core editsVaries; some patch core or lag on versionsPart of core, upgrades with ERPNext
Ownership & source codeFull source plus git repository handoverYou own it, if the contract secures the codeUsually a subscription, no source accessOpen source but no CAPA feature to own
Time to deployone working week from confirmed scope, built and installedMonths of spec, build, and QA from scratchFast install but generic and rigidAvailable now but does not cover CAPA
Support & accountabilityPost-go-live support window from the team that built itTied to whoever wrote the codeVendor support tickets, no code controlCommunity forums only

Frequently Asked Questions about CAPA & Non-Conformance (NCR) Management

How long does delivery take?

This is a build-to-order product, not an instant download. Typical delivery is one working week from confirmed scope. After a short scoping call we agree on your NCR categories, CAPA states, roles, and source-document links, then build, run UAT on a staging copy of your instance, and install to production. The exact timeline depends on how much your workflow and reporting differ from the standard configuration.

Is this an existing Frappe Cloud Marketplace app I can just install?

No. ECOSIRE builds it for your instance as a proper Frappe app with its own module, then installs and supports it. That means it fits your quality process and links to your ERPNext data rather than forcing you into a generic schema, and you receive the source code and git repository rather than a locked marketplace subscription.

How is this different from ERPNext's built-in Quality Management?

ERPNext core gives you `Quality Inspection` and a lightweight non-conformance record, but no structured CAPA lifecycle. This adds dedicated NCR and CAPA DocTypes, 5-Why and Ishikawa root-cause tools, assigned actions with due dates and reminders, effectiveness verification, and gated closure approvals enforced by workflow and `hooks.py` doc events — the pieces an ISO 9001 clause 10.2 audit expects.

Which ERPNext versions do you support?

We build against Frappe/ERPNext v15 and v16 and target the version your production instance runs. We confirm your exact version and environment (self-hosted, Frappe Cloud, or Docker) during scoping so the app is validated on a matching staging copy before go-live.

How do updates and support work after go-live?

You get a post-go-live support window for defect fixes and configuration adjustments included with delivery. Because you receive the full source and git repository, your team can maintain the app in-house, or you can engage ECOSIRE for an ongoing support and enhancement agreement covering version upgrades and new requirements.

Can it link a non-conformance back to the batch, supplier, or work order that caused it?

Yes. The `Non Conformance Report` uses `Link` and `Dynamic Link` fields to connect to the originating ERPNext document — `Quality Inspection`, `Item`, `Batch`, `Supplier`, `Work Order`, or `Stock Entry` — so every NCR and its CAPA stay traceable to source, and you can report non-conformances by supplier, product, or process.

Can the CAPA workflow be driven from outside ERPNext, like a dashboard or MES?

Yes. Key actions are exposed through whitelisted (`@frappe.whitelist()`) server methods and the standard Frappe REST API, so you can create NCRs, record verification results, or request closure from a custom dashboard, mobile app, or an integrated MES while all the workflow and permission rules still apply.

Request a quote

CAPA & Non-Conformance (NCR) Management

An ISO 9001-aligned non-conformance and corrective/preventive action workflow built natively into ERPNext, with root-cause tools, assigned actions, and effectiveness verification before closure. ECOSIRE builds, installs, and supports it for your instance — no generic download.

  • Dedicated `Non Conformance Report` DocType for intake, severity classification, and triage, with dynamic links to `Quality Inspection`, `Item`, `Batch`, `Work Order`, `Supplier`, and `Stock Entry`
  • Structured `CAPA` DocType covering the full corrective/preventive lifecycle: containment, root cause, corrective action, preventive action, and verification
  • 5-Why analysis child table where each successive 'why' is a captured row, preserving the full reasoning chain for auditors
  • Ishikawa (fishbone) root-cause structure categorized across the 6M dimensions (Man, Machine, Method, Material, Measurement, Environment)

Request a Quotation

Tell us about your CAPA & Non-Conformance (NCR) Management requirements and we'll send pricing, licensing options and a tailored proposal — usually within one business day.

No payment now. This sends a quote request to our team — we'll follow up by email with pricing and next steps.